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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-09 |
| IA | RA | APPROVED | 2026-01-07 |
| CA | RA | APPROVED | 2025-12-03 |
| MN | RA | APPROVED | 2025-12-03 |
Branch Locations
517 1St Ave E, Newton, IA 50208 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Way Van Life Llc | San Diego | CA | 05/2019 | 10/2025 |
| Aegon | Cedar Rapids | IA | 08/2018 | 12/2018 |
| Getting Instruments | San Diego | CA | 05/2018 | 12/2018 |
| Iowa State University | Ames | IA | 08/2015 | 12/2019 |
| Lpl Enterprise Llc | St Louis Park | MN | 10/2025 | Present |
1.10/22/2025 - Harrison McCarey - Real Estate Rental - Newton, IA - Inv Related - OBA Start Date:12/05/2014 - 04 Hour(s)/Month - 00 Hour(s) During Trading 2.10/22/2025 - HARRISON MCCAREY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - San Diego, CA - Inv Related - OBA Start Date:10/17/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3.10/22/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - San Diego, CA - Inv Related - OBA Start Date:10/17/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 4. 04/16/2026-Birch Corp LLC-Associate-Non-Variable Insurance-Inv related-At Newton, IA-Start date 04/06/2026-25hrs/mth-6hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-03 |
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