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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-03-14
  • IA RA
    APPROVED
    Since 2008-03-14

Branch Locations

117 W 2Nd St N, Newton, IA 50208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2000 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/2000 Present
Northwestern Mutual Investment Services, Llc Des Moines IA 03/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2013 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNERSHIP, COMMERCIAL PROPERTY (LLC). 3111 SW 37TH ST, DES MOINES, IA, 50321 3. 100% OWNER, JEROME SCHWALLER, LLC, LEGAL ENTITY, START DATE: 11/09/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LLC FOR BUSIENSS ADMINISTRATIVE PURPOSES. 4. 100% OWNER, 324 FAIRCREST DRIVE, 324 FAIRCREST DRIVE, ARLINGTON, , TEXAS, 76018, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/13/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DECIDE RENTAL RATE AND TENANT OCCUPANCY. AS WELL AS WHEN TO MAKE REPAIRS AND MAINTENANCE ON THE HOME. 5. 100% OWNER, EX NIHILO LLC, 118 N 2ND AVE E, NEWTON, , IOWA, 50208, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/14/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DEVELOP RUN DOWN BUILDING 6. 100% OWNER, EX NIHILO LLC, 107 1ST AVE W, NEWTON, , IOWA, 50208, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/03/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 100% OWNER, LANDLORD Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-29
  • S63 Uniform Securities Agent State Law Examination
    2000-11-29
Designations

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