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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-02 |
| NJ | RA | APPROVED | 2026-02-19 |
Branch Locations
21 E Front St 5Th Fl Ste 500, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Red Bank | NJ | 09/2025 | Present |
| Advisors Mortgage Group, Llc | Ocean | NJ | 11/2003 | 08/2025 |
I am 100% owner of Arbor Insurance Services, LLC which I am in the process of closing and selling the book of business with an anticipated closing by 12/31/2025. The address is 112 Stout Lane, Middletown, NJ 07748 5 WHEELING CT, LLC -; INV RELATED;TINTON FALLS,NJ; PROPERTY HOLDING COMPANY ;Power of Attorney START DATE: 09/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; I am 100% owner of Compass 27 Consulting, LLC which holds the loan to Surf City 1403, LLC which I am 50% owner of with my wife. Surf City 1403, LLC is a property holding company for a rental property. I spend 10 hours per month on average managing Surf City 1403, LLC all of which is after hours and on weekends. That time consists of facilitating the rental of the property and communicating with renters. The address of both companies is 112 Stout Lane, Middletown, NJ 07748 PLL Jersey, LLC is newly formed LLC of which I am 50% partners with my nephew. This company runs youth lacrosse leagues and training in partnership with the Premier Lacrosse League. Events last six weeks and are run two to three times a year. During months events are taking place I spend approximately 12 hours a month on weekends working the events. My partner oversees the major aspects of the organization. The address is 112 Stout Lane, Middletown, NJ 07748 COMPASS 27 FINANCIAL, LLC ; INV RELATED;MIDDLETOWN,NJ; FINANCIAL ADVISOR;100% OWNERSHIP; START DATE: 03/04/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-19 |
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