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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-02-18 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Newark | NJ | 01/2026 | Present |
| Harborone Bank | Brockton | MA | 07/2024 | 01/2026 |
| Safesplash Swim School | West Warwick | RI | 07/2023 | 04/2024 |
| Dan's Place Restaurant | West Greenwich | RI | 08/2023 | 11/2023 |
| Tasty Llc | Los Angeles | CA | 09/2024 | 11/2024 |
| Anthony's Coal Fired Pizza | Cranston | RI | 08/2019 | 04/2020 |
| Dunkin Donuts | East Greenwich | RI | 08/2016 | 12/2017 |
| Coastway Community Bank | Warwick | RI | 01/2018 | 08/2019 |
| Unemployed | Coventry | RI | 04/2020 | 07/2023 |
1. 01/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Coventry, RI - Start Date 10/15/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 01/26/2026 - WILLIAM SLEICHER, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Coventry, RI - Start Date 10/15/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-06 |
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