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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suffolk County Dpw | Yaphank | NY | 06/2018 | 09/2018 |
| Soundview | Greenport | NY | 06/2019 | 01/2026 |
| University Of Albany | Albany | NY | 09/2021 | 05/2025 |
| Riverhead High School | Riverhead | NY | 09/2017 | 06/2021 |
| Riverhead Middle School | Riverhead | NY | 09/2015 | 06/2017 |
| Unemployed | Wading River | NY | 07/2017 | 08/2017 |
| Equitable Advisors, Llc | New York | NY | 01/2026 | 02/2026 |
| Sound View | Greenport | NY | 06/2019 | Present |
| Teachers Federal Credit Union | Manorville | NY | 04/2026 | Present |
| Lpl Financial Llc | Manorville | NY | 04/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Teachers Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 3/2026 2. 3/10/2026 - Soundview - Outside/W-2 Employment - INV REL - 60 Hour(s)/Month - 0 Hour(s) During Trading - Greenport NY 11944 - OBA Start Date:02/09/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-14 |
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