Whalter A Ponce

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2024
  Citigroup Global Markets Inc.
  New York, NY
• 07/2024 → Present
  J.P. Morgan Securities Llc
  Center Moriches, NY
• 07/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Center Moriches, NY
• 04/2015 → 04/2024
  Citigroup/Citibank
  New York, NY
• 05/2024 → 06/2024
  Unemployed
  New York, NY
• 03/2026 → 04/2026
  Raiser Llc
  Shirley, NY

Previous Registrations

• 2016-11-09 → 2024-05-16
  Citigroup Global Markets Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-07
• S63 Uniform Securities Agent State Law Examination
  2012-07-17

Other Names

• Alex Ponce
• Whalter A Ponce
• Whalter Ponce
• Whalter Alexander Ponce Lescano
• Whalter Alexander Ponce