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Whalter A Ponce

J.P. Morgan Securities LLC

Center Moriches, NY

Patchogue, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-26
TX RA APPROVED_RES 2024-07-26
  • NY RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED_RES
    Since 2024-07-26

Branch Locations

366 Main Street, Center Moriches, NY 11934 • United States

115 East Main Street, Patchogue, NY 11772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 04/2015 04/2024
J.P. Morgan Securities Llc Center Moriches NY 07/2024 Present
Jpmorgan Chase Bank, N.A. Center Moriches NY 07/2024 Present
Citigroup/Citibank New York NY 04/2015 04/2024
Unemployed New York NY 05/2024 06/2024
Raiser Llc Shirley NY 03/2026 04/2026
  • 04/2015 → 04/2024
    Citigroup Global Markets Inc.
    New York, NY
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Center Moriches, NY
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Center Moriches, NY
  • 04/2015 → 04/2024
    Citigroup/Citibank
    New York, NY
  • 05/2024 → 06/2024
    Unemployed
    New York, NY
  • 03/2026 → 04/2026
    Raiser Llc
    Shirley, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S65 Uniform Investment Adviser Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Alex Ponce
  • Whalter A Ponce
  • Whalter Ponce
  • Whalter Alexander Ponce Lescano
  • Whalter Alexander Ponce

View on SEC IAPD

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