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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-05-20 |
Branch Locations
700 Commerce Dr Ste 201, Oak Brook, IL 60523 • United States
225 W Randolph St Ste 2000, Chicago, IL 60606 • United States
500 Lake Cook Rd Ste 100, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 04/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 05/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2.100% OWNER, MICHAEL LINDBERG BUSINESS CONSULTING - NO FINANCIAL SERVICES RELATED CONSULTING - ALSO LIMITED TO SINGLE CLIENT WITHOUT ADDITIONAL APPROVAL., 15 SPINNING WHEEL RD #227, HINSDALE, , ILLINOIS, 60521, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 05/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING AND MENTORING A BUSINESS OWNER ON HOW TO PROPERLY RUN HIS BUSINESS, MANAGE RELATIONSHIPS 3. 30% OWNER, VISION TREE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 03/18/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, BEAR & HONEY HOLDINGS LLC, LEGAL ENTITY, START DATE: 03/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-26 |
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