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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-05-20
  • IL RA
    APPROVED
    Since 2013-05-20

Branch Locations

700 Commerce Dr Ste 201, Oak Brook, IL 60523 • United States

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

500 Lake Cook Rd Ste 100, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2007 Present
Northwestern Mutual Investment Services, Llc Oak Brook IL 04/2007 Present
Northwestern Mutual Investment Services, Llc Oak Brook IL 05/2013 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2.100% OWNER, MICHAEL LINDBERG BUSINESS CONSULTING - NO FINANCIAL SERVICES RELATED CONSULTING - ALSO LIMITED TO SINGLE CLIENT WITHOUT ADDITIONAL APPROVAL., 15 SPINNING WHEEL RD #227, HINSDALE, , ILLINOIS, 60521, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 05/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING AND MENTORING A BUSINESS OWNER ON HOW TO PROPERLY RUN HIS BUSINESS, MANAGE RELATIONSHIPS 3. 30% OWNER, VISION TREE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 03/18/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, BEAR & HONEY HOLDINGS LLC, LEGAL ENTITY, START DATE: 03/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-18
S63 Uniform Securities Agent State Law Examination 2005-07-26
  • S65 Uniform Investment Adviser Law Examination
    2013-05-18
  • S63 Uniform Securities Agent State Law Examination
    2005-07-26

View on SEC IAPD

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