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Garrett James Peterson

Spectrum Asset Management Inc

Newport Beach, CA

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Current Employers
Spectrum Asset Management Inc

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
  • CA RA
    APPROVED
    Since 2025-12-09

Branch Locations

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Asset Management Newport Beach CA 06/2025 Present
Unemployed San Diego CA 12/2024 06/2025
Comply Key Waterford 10/2023 12/2024
Unemployed Austin TX 08/2023 12/2023
Verkada Austin TX 08/2021 08/2023
Student Eugene OR 08/2015 08/2021
  • 06/2025 → Present
    Spectrum Asset Management
    Newport Beach, CA
  • 12/2024 → 06/2025
    Unemployed
    San Diego, CA
  • 10/2023 → 12/2024
    Comply Key
    Waterford
  • 08/2023 → 12/2023
    Unemployed
    Austin, TX
  • 08/2021 → 08/2023
    Verkada
    Austin, TX
  • 08/2015 → 08/2021
    Student
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-09
S66 Uniform Combined State Law Examination 2024-11-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-09
  • S66 Uniform Combined State Law Examination
    2024-11-18

View on SEC IAPD

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PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
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