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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-13
  • MN RA
    APPROVED
    Since 2013-12-13

Branch Locations

959 Old Hwy 8, New Brighton, MN 55112 • United States

Shoreview, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 09/2005 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Other Businesses

Business Ownership; The Dobson Group; Manager of the business; I plan to operate the business as my advising business.; 959 Old Hwy 8 NW, , New Brighton, MN, 55112; Investment-Related; 03/16/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Boy Scouts of America Troop 9017; Treasurer; 2129 Commonwealth Avenue, , Saint Paul, MN, 55108; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / BNI Cities Business Alliance Roseville Chapter; Group President; 7892 Tyler Street NE, , Minneapolis, MN, 55432; Not Investment-Related; 05/07/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Self Employeed; Physical inspections of farms and processors -; I am hired to audit farms and processing facilities for organic food certification at their locations.; 1411 Chelmsford Street, St. Paul, MN 55108 (home), ,; Not Investment-Related; 01/01/1999; 10 to 19 hours per month; 1 to 9 during trading hours / The Dobson Group; CEO - Owner and Operator of the business; ; 959 Old Hwy 8 NW, , New Brighton, MN, 55112; Investment-Related; 03/16/2020; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Boy Scouts of America Troop 17; Assistant Scout Master, help with daily activities of the troop, serve on the troop committee; 393 Marshall Avenue, , Saint Paul, MN, 55106; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-07
  • S66 Uniform Combined State Law Examination
    2005-09-07

View on SEC IAPD

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