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Matthew Douglas Bates

Bates Financial Advisors, Inc.

Rockford, IL

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Current Employers
Bates Financial Advisors, Inc.

8437 Northern Ave, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-03
  • IL RA
    APPROVED
    Since 2026-07-03

Branch Locations

8437 Northern Ave, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bates Financial Advisors, Inc. Larkspur CA 10/2025 Present
Bates Securities, Inc. Larkspur CA 10/2025 Present
Republic Services, Inc. Alameda CA 06/2024 09/2025
Republic Services, Inc. Richmond CA 07/2022 06/2024
Republic Services, Inc. Denver CO 06/2021 08/2021
Round Rock Isd Round Rock TX 10/2021 07/2022
University Of Texas Austin TX 08/2020 05/2022
The Crosby Group Llc Tulsa OK 07/2018 04/2020
Unemployed Austin TX 04/2020 08/2020
Brunswick Corporation Chicago IL 01/2015 11/2016
Brunswick Corporation Clarkston WA 11/2016 07/2018
  • 10/2025 → Present
    Bates Financial Advisors, Inc.
    Larkspur, CA
  • 10/2025 → Present
    Bates Securities, Inc.
    Larkspur, CA
  • 06/2024 → 09/2025
    Republic Services, Inc.
    Alameda, CA
  • 07/2022 → 06/2024
    Republic Services, Inc.
    Richmond, CA
  • 06/2021 → 08/2021
    Republic Services, Inc.
    Denver, CO
  • 10/2021 → 07/2022
    Round Rock Isd
    Round Rock, TX
  • 08/2020 → 05/2022
    University Of Texas
    Austin, TX
  • 07/2018 → 04/2020
    The Crosby Group Llc
    Tulsa, OK
  • 04/2020 → 08/2020
    Unemployed
    Austin, TX
  • 01/2015 → 11/2016
    Brunswick Corporation
    Chicago, IL
  • 11/2016 → 07/2018
    Brunswick Corporation
    Clarkston, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-03
  • S66 Uniform Combined State Law Examination
    2026-07-03

View on SEC IAPD

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Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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