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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-01
  • FL RA
    APPROVED
    Since 2024-07-01

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investments Tampa FL 05/2007 06/2019
Transamerica Investors Securities Corporation St. Petersburg FL 10/2019 06/2024
Unemployed Palm Harbor FL 06/2019 10/2019
Transamerica Life Insurance Company St. Petersburg FL 10/2019 06/2024
Raymond James & Associates Inc. Saint Petersburg FL 06/2024 Present
  • 05/2007 → 06/2019
    T. Rowe Price Investments
    Tampa, FL
  • 10/2019 → 06/2024
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 06/2019 → 10/2019
    Unemployed
    Palm Harbor, FL
  • 10/2019 → 06/2024
    Transamerica Life Insurance Company
    St. Petersburg, FL
  • 06/2024 → Present
    Saint Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-10
S63 Uniform Securities Agent State Law Examination 2007-10-10
  • S65 Uniform Investment Adviser Law Examination
    2021-03-10
  • S63 Uniform Securities Agent State Law Examination
    2007-10-10
Other Names
  • Maria R Putulin
  • Maria R Kennedy
  • Maria Riza Kennedy

View on SEC IAPD

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