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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeshore Learning Materials | Carson | CA | 06/2018 | 03/2024 |
| Pluto Collective | Buffalo | NY | 08/2024 | Present |
| Unemployed | Buffalo | NY | 04/2024 | 07/2024 |
| Niagara University | Niagara Falls | NY | 09/2014 | 05/2018 |
| Equitable Advisors, Llc | New York | NY | 11/2025 | 02/2026 |
| Osaic Wealth, Inc. | Amherst | NY | 03/2026 | Present |
1. PLUTO COLLECTIVE POSITION: Assistant/Manager NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2024 ADDRESS: 10409 Pacific Palisades Ave, Las Vegas NV 89144, United States DESCRIPTION: I am simply a communication arm better advertisers (companies that have ad spend monthly budgets to promote their companies product) and content creators (YouTubers primarily, who have large followings, and can promote the advertisers product to their audience) - my role is exclusively communications between these 2 parties as deals are agreed to, and then helping with communication to meet timelines for upload dates. 2. L&M GROUP POSITION: Life Insurance Sales Agent NATURE: Life Insurance L&M Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2025 ADDRESS: 37 Hirschfield Drive, Williamsville NY 14221, United States DESCRIPTION: Life Insurance Sales 3. L&M GROUP POSITION: Employee of the firm - L&M Group Limited NATURE: Employee of the firm - L&M Group Limited INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/01/2026 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226, United States DESCRIPTION: Employee of the firm - L&M Group Limited
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-12 |
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