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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-15
LA RA APPROVED 2013-05-01
  • TX RA
    APPROVED
    Since 2014-07-15
  • LA RA
    APPROVED
    Since 2013-05-01

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Baton Rouge LA 05/2013 Present
Jpmorgan Chase Bank Na Baton Rouge LA 11/2016 Present
  • 05/2013 → Present
    Jpmorgan Securities Llc
    Baton Rouge, LA
  • 11/2016 → Present
    Jpmorgan Chase Bank Na
    Baton Rouge, LA
Previous Registrations
  • 2008-10-02 → 2013-05-06
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    New Orleans, LA
    Baker, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Zachary, LA
    St Francisville, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

Entity Name: Baton Rouge Symphony Orchestra Investment related: No "Address: 233 St. Ferdinand Street, Baton Rouge, LA 70802, (225) 383-0500, www.brso.org " Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The mission of the Baton Rouge Symphony is to enhance the quality of life in our community through music. Baton Rouge Symphony's vision is to ensure the long-term future of classical music in the greater Baton Rouge region and neighboring communities. I am a general board member and being asked to be a member of the finance committee. There is no connection to JPMC"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2005-12-29
Designations

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