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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-04
  • NH RA
    APPROVED
    Since 2023-10-04

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

North Hampton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Federal Credit Union Marlborough MA 05/2015 09/2016
Ebsco Information Services Ipswich MA 09/2016 08/2018
Unemployed Sudbury MA 08/2018 04/2020
Gwfs Equities, Inc Andover MA 04/2020 Present
  • 05/2015 → 09/2016
    Digital Federal Credit Union
    Marlborough, MA
  • 09/2016 → 08/2018
    Ebsco Information Services
    Ipswich, MA
  • 08/2018 → 04/2020
    Unemployed
    Sudbury, MA
  • 04/2020 → Present
    Gwfs Equities, Inc
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
S63 Uniform Securities Agent State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2023-09-29
  • S63 Uniform Securities Agent State Law Examination
    2020-09-30
Other Names
  • Gregory Rasmussen

View on SEC IAPD

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