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Alexander Eugene Breckon

Ameriprise Financial Services, LLC

Dubuque, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-10
IA RA APPROVED 2026-02-26
  • TX RA
    APPROVED
    Since 2026-03-10
  • IA RA
    APPROVED
    Since 2026-02-26

Branch Locations

5900 Saratoga Rd Ste 7, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dubuque IA 10/2025 Present
Umb Bank Dubuque IA 01/2023 08/2025
Umb Bank Dubuque IA 10/2021 01/2023
Door County Kayak Tours Jacksonport WI 05/2021 09/2021
Tjmaxx Dubuque IA 07/2015 05/2021
  • 10/2025 → Present
    Ameriprise Financial Services, Llc
    Dubuque, IA
  • 01/2023 → 08/2025
    Umb Bank
    Dubuque, IA
  • 10/2021 → 01/2023
    Umb Bank
    Dubuque, IA
  • 05/2021 → 09/2021
    Door County Kayak Tours
    Jacksonport, WI
  • 07/2015 → 05/2021
    Tjmaxx
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-24
  • S66 Uniform Combined State Law Examination
    2026-02-24
Other Names
  • Alex E Breckon
  • Alexander Eugene Breckon

View on SEC IAPD

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MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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