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Alexander Eugene Breckon

Ameriprise Financial Services, LLC

Dubuque, IA

CRD 8170346

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-10
IA RA APPROVED 2026-02-26
  • TX RA
    APPROVED
    Since 2026-03-10
  • IA RA
    APPROVED
    Since 2026-02-26

Branch Locations

5900 Saratoga Rd Ste 7, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dubuque IA 10/2025 Present
Umb Bank Dubuque IA 01/2023 08/2025
Umb Bank Dubuque IA 10/2021 01/2023
Door County Kayak Tours Jacksonport WI 05/2021 09/2021
Tjmaxx Dubuque IA 07/2015 05/2021
  • 10/2025 → Present
    Ameriprise Financial Services, Llc
    Dubuque, IA
  • 01/2023 → 08/2025
    Umb Bank
    Dubuque, IA
  • 10/2021 → 01/2023
    Umb Bank
    Dubuque, IA
  • 05/2021 → 09/2021
    Door County Kayak Tours
    Jacksonport, WI
  • 07/2015 → 05/2021
    Tjmaxx
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-24
  • S66 Uniform Combined State Law Examination
    2026-02-24
Other Names
  • Alex E Breckon
  • Alexander Eugene Breckon

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

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