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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-02
  • NC RA
    APPROVED
    Since 2026-04-02

Branch Locations

121 Edinburgh South Suite 208, Cary, NC 27511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathfinder Wealth Consulting Cary NC 06/2024 Present
Walk On's Sports Bistreaux Clemson SC 01/2024 04/2024
United Bank Charleston SC 06/2023 07/2023
Salt & Char Saratoga Springs NY 05/2022 08/2022
Prime At Saratoga National Golf Club Saratoga Springs NY 07/2018 08/2021
Clemson University Clemson SC 08/2020 05/2024
Saratoga Springs High School Saratoga Springs NY 09/2016 06/2020
Commonwealth Financial Network Waltham MA 04/2026 Present
  • 06/2024 → Present
    Cary, NC
  • 01/2024 → 04/2024
    Walk On's Sports Bistreaux
    Clemson, SC
  • 06/2023 → 07/2023
    United Bank
    Charleston, SC
  • 05/2022 → 08/2022
    Salt & Char
    Saratoga Springs, NY
  • 07/2018 → 08/2021
    Prime At Saratoga National Golf Club
    Saratoga Springs, NY
  • 08/2020 → 05/2024
    Clemson University
    Clemson, SC
  • 09/2016 → 06/2020
    Saratoga Springs High School
    Saratoga Springs, NY
  • 04/2026 → Present
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-23
  • S65 Uniform Investment Adviser Law Examination
    2025-01-23

View on SEC IAPD

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