Ashton Roane

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2025 → Present
  Lpl Financial Llc
  Austin, TX
• 11/2021 → 09/2025
  Cohnreznick
  Houston, TX
• 11/2018 → 03/2025
  Fabians Latin Flavors
  Houston, TX
• 11/2013 → 10/2018
  Dizzy Rooster
  Austin, TX

Other Businesses

1. 09/2025 - Modern Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - 80 Hour(s)/Month - 20 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/2/2025

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-10-22
• S65 Uniform Investment Adviser Law Examination
  2025-03-05