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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-15
GA RA APPROVED 2026-04-06
FL RA APPROVED 2026-04-02
SD RA APPROVED 2026-04-02
VT RA APPROVED 2026-04-02
AL RA APPROVED 2026-04-01
AK RA APPROVED 2026-04-01
CA RA APPROVED 2026-04-01
CO RA APPROVED 2026-04-01
ME RA APPROVED 2026-04-01
MD RA APPROVED 2026-04-01
NJ RA APPROVED 2026-04-01
NC RA APPROVED 2026-04-01
RI RA APPROVED 2026-04-01
SC RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
VA RA APPROVED 2026-04-01
WA RA APPROVED 2026-04-01
NH RA APPROVED 2026-03-27
CT RA APPROVED 2026-02-03
  • AZ RA
    APPROVED
    Since 2026-04-15
  • GA RA
    APPROVED
    Since 2026-04-06
  • FL RA
    APPROVED
    Since 2026-04-02
  • SD RA
    APPROVED
    Since 2026-04-02
  • VT RA
    APPROVED
    Since 2026-04-02
  • AL RA
    APPROVED
    Since 2026-04-01
  • AK RA
    APPROVED
    Since 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01
  • CO RA
    APPROVED
    Since 2026-04-01
  • ME RA
    APPROVED
    Since 2026-04-01
  • MD RA
    APPROVED
    Since 2026-04-01
  • NJ RA
    APPROVED
    Since 2026-04-01
  • NC RA
    APPROVED
    Since 2026-04-01
  • RI RA
    APPROVED
    Since 2026-04-01
  • SC RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01
  • VA RA
    APPROVED
    Since 2026-04-01
  • WA RA
    APPROVED
    Since 2026-04-01
  • NH RA
    APPROVED
    Since 2026-03-27
  • CT RA
    APPROVED
    Since 2026-02-03

Branch Locations

15 South Main St. Mailstop: Ct-261, West Hartford, CT 06107 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. West Hartford CT 09/2025 Present
Conning Asset Management Hartford CT 03/2020 09/2025
Hanover Insurance Group Worcester MA 10/2015 03/2020
  • 09/2025 → Present
    West Hartford, CT
  • 03/2020 → 09/2025
    Conning Asset Management
    Hartford, CT
  • 10/2015 → 03/2020
    Hanover Insurance Group
    Worcester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
  • S66 Uniform Combined State Law Examination
    2026-02-02

View on SEC IAPD

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