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Jorge Luis Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anaheim, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
CA RA APPROVED 2026-02-10
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • CA RA
    APPROVED
    Since 2026-02-10

Branch Locations

2260 S Harbor Blvd, Anaheim, CA 92802 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2025 Present
Bank Of America Pomona CA 10/2019 09/2025
Us Bank/Elavon City Of Industry CA 06/2017 10/2019
Puente Hills Toyota City Of Industry CA 04/2016 06/2017
Bank Of America, N.A. Newport Beach CA 11/2025 Present
  • 09/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 10/2019 → 09/2025
    Bank Of America
    Pomona, CA
  • 06/2017 → 10/2019
    Us Bank/Elavon
    City Of Industry, CA
  • 04/2016 → 06/2017
    Puente Hills Toyota
    City Of Industry, CA
  • 11/2025 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
  • S66 Uniform Combined State Law Examination
    2026-02-09
Other Names
  • Jorge L Rodriguez

View on SEC IAPD

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