Lu Li

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-09
WA	RA	APPROVED	2025-12-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	02/2024	Present
Landesa	Leattle	WA	06/2021	08/2021
Rockwell Institute	Bellevue	WA	05/2023	11/2023
Unemployed	Tuwkila	WA	11/2023	02/2024
Ludong University	Yantai		09/2014	06/2018
University Of Washington Continuum College	Seattle	WA	09/2018	07/2020
University Of Washington	Seattle	WA	09/2020	12/2021
Unemployed	Brentwood	CA	12/2021	05/2023
Bank Of America, N.A.	Seattle	WA	12/2025	Present

02/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
06/2021 → 08/2021

Landesa

Leattle, WA
05/2023 → 11/2023

Rockwell Institute

Bellevue, WA
11/2023 → 02/2024

Unemployed

Tuwkila, WA
09/2014 → 06/2018

Ludong University

Yantai
09/2018 → 07/2020

University Of Washington Continuum College

Seattle, WA
09/2020 → 12/2021

University Of Washington

Seattle, WA
12/2021 → 05/2023

Unemployed

Brentwood, CA
12/2025 → Present

Bank Of America, N.A.

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-04

Other Firms