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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
IL RA APPROVED 2026-06-08
  • TX RA
    APPROVED
    Since 2026-07-08
  • IL RA
    APPROVED
    Since 2026-06-08

Branch Locations

501 N Greenwood Ave, Park Ridge, IL 60068 • United States

8422 W Lawrence Ave, Norridge, IL 60706 • United States

7126 W North Avenue, Chicago, IL 60707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 05/2026 Present
Liberty University Lynchburg VA 10/2025 Present
Central Illinois Turf Inc. Bloomington IL 05/2023 08/2023
Illinois Army National Guard Normal IL 07/2019 07/2025
Illinois State University Normal IL 01/2021 Present
Home Depot Lake Zurich IL 06/2018 09/2022
Lake Zurich Senior High School Lake Zurich IL 08/2016 05/2020
Aflac Lincolshire IL 02/2025 10/2025
New York Life Insurance Company Chicago IL 11/2025 05/2026
Nylife Securities, Llc Chicago IL 02/2026 05/2026
Bank Of America, N.A. Chicago IL 07/2026 Present
  • 05/2026 → Present
    Chicago, IL
  • 10/2025 → Present
    Liberty University
    Lynchburg, VA
  • 05/2023 → 08/2023
    Central Illinois Turf Inc.
    Bloomington, IL
  • 07/2019 → 07/2025
    Illinois Army National Guard
    Normal, IL
  • 01/2021 → Present
    Illinois State University
    Normal, IL
  • 06/2018 → 09/2022
    Home Depot
    Lake Zurich, IL
  • 08/2016 → 05/2020
    Lake Zurich Senior High School
    Lake Zurich, IL
  • 02/2025 → 10/2025
    Aflac
    Lincolshire, IL
  • 11/2025 → 05/2026
    New York Life Insurance Company
    Chicago, IL
  • 02/2026 → 05/2026
    Nylife Securities, Llc
    Chicago, IL
  • 07/2026 → Present
    Bank Of America, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
  • S66 Uniform Combined State Law Examination
    2026-04-29
Other Names
  • Kincade Carlson Frank

View on SEC IAPD

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