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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-10
  • FL RA
    APPROVED
    Since 2020-09-10

Branch Locations

841 S. Ponce De Leon Blvd Suite 7, St. Augustine, FL 32084 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 12/2014 07/2018
Lpl Financial Llc St. Augustine FL 08/2018 08/2018
J.W. Cole Financial, Inc. Tampa FL 08/2018 09/2020
J.W. Cole Advisors, Inc. Tampa FL 08/2018 09/2020
Charles Schwab & Co., Inc. Saint Augustine FL 09/2020 Present
  • 12/2014 → 07/2018
    Cetera Advisors Llc
    Denver, CO
  • 08/2018 → 08/2018
    St. Augustine, FL
  • 08/2018 → 09/2020
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2018 → 09/2020
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 09/2020 → Present
    Saint Augustine, FL
Previous Registrations
  • 2018-08-31 → 2020-10-06
    St. Augustine, FL
    Tampa, FL
    St. Augustine, FL
  • 2018-08-02 → 2018-09-05
    St Augustine, FL
    St Augustine, FL
    San Diego, CA
  • 2014-12-08 → 2018-08-09
    Cetera Advisors Llc
    St Augustine, FL
  • 2014-04-10 → 2014-12-08
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Orange Park, FL
    Fleming Island, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
  • 2010-04-15 → 2014-04-14
    Jacksonville, FL
    Saint Augustine, FL
    Saint Augustine, FL
  • 2009-12-08 → 2010-04-05
    Jacksonville, FL
  • 2009-07-02 → 2009-10-12
    New England Securities
    Jacksonville, FL
    St. Augustine, FL
  • 2007-12-10 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Jacksonville, FL
  • 2005-10-18 → 2006-06-01
    Morgan Stanley Dw Inc.
    St Augustine, FL
Other Businesses

1) Design Your Own Home | Investment Related:No|125 Oyster Catcher Circle|St. Augustine|FL|32080|USA|Personal/Household Services|not affiliated|1/6/2017|Less than 20|0|This is my wife's business, I do not work for or have any ownership in this business., 2) EPIC | Investment Related:No|1400 Old Dixie Highway|St. Augustine|FL|32084|USA|Nonprofit Charitable Organizations|Economic Counsel member|1/1/2021|Less than 20|0|Annual review of endowments, donations, expenses, and upcoming expenditures. , 3) Home Again Saint Johns County | Investment Related:No|1850 SR 207|St. Augustine|FL|32084|USA|Nonprofit Charitable Organizations|Board member|3/1/2021|Less than 20|0|Help strategize on how to help homeless find permanent homes and shelter, 4) Schwagustine | Investment Related:No|841 S. Ponce de Leon Blvd|St. Augustine|FL|32084|US|Financial Services|Owner|3/12/2015|More than 40|8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes 5) Flagler College | Investment Related:No|74 King Street|St. Augustine|FL|32084|USA|Education|Business Advisory Board Member|5/3/2022|Less than 20|0|Serve and support the College's Business Administration programs to help students. To create professional development and learning opportunities for students that help prepare them for internship and job opportunities in the future., 6) YMCA | Investment Related:No|Healthcare Services|Board Member|10/1/2023|Less than 20|0|Help make decisions on how to best serve the local community with the resources offered by the YMCA at the local facility , 7) Wildflower Healthcare St. Johns County | Investment Related:No|268 Herbert Street|St. Augustine|FL|32084|US|Healthcare Services|Board Member|1/1/2025|Less than 20|0|Meet with fellow board members to help make strategic decision on how to continue providing health and dental care to low-income citizens of St. Johns County

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2005-10-14
Other Names
  • Justin Dolan
  • Justin Christopher Dolan
  • Justin Christopher Dolan
  • Justin C Dolan
  • Justin Dolan

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