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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-10 |
Branch Locations
841 S. Ponce De Leon Blvd Suite 7, St. Augustine, FL 32084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 12/2014 | 07/2018 |
| Lpl Financial Llc | St. Augustine | FL | 08/2018 | 08/2018 |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2018 | 09/2020 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 08/2018 | 09/2020 |
| Charles Schwab & Co., Inc. | Saint Augustine | FL | 09/2020 | Present |
1) Design Your Own Home | Investment Related:No|125 Oyster Catcher Circle|St. Augustine|FL|32080|USA|Personal/Household Services|not affiliated|1/6/2017|Less than 20|0|This is my wife's business, I do not work for or have any ownership in this business., 2) EPIC | Investment Related:No|1400 Old Dixie Highway|St. Augustine|FL|32084|USA|Nonprofit Charitable Organizations|Economic Counsel member|1/1/2021|Less than 20|0|Annual review of endowments, donations, expenses, and upcoming expenditures. , 3) Home Again Saint Johns County | Investment Related:No|1850 SR 207|St. Augustine|FL|32084|USA|Nonprofit Charitable Organizations|Board member|3/1/2021|Less than 20|0|Help strategize on how to help homeless find permanent homes and shelter, 4) Schwagustine | Investment Related:No|841 S. Ponce de Leon Blvd|St. Augustine|FL|32084|US|Financial Services|Owner|3/12/2015|More than 40|8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes 5) Flagler College | Investment Related:No|74 King Street|St. Augustine|FL|32084|USA|Education|Business Advisory Board Member|5/3/2022|Less than 20|0|Serve and support the College's Business Administration programs to help students. To create professional development and learning opportunities for students that help prepare them for internship and job opportunities in the future., 6) YMCA | Investment Related:No|Healthcare Services|Board Member|10/1/2023|Less than 20|0|Help make decisions on how to best serve the local community with the resources offered by the YMCA at the local facility , 7) Wildflower Healthcare St. Johns County | Investment Related:No|268 Herbert Street|St. Augustine|FL|32084|US|Healthcare Services|Board Member|1/1/2025|Less than 20|0|Meet with fellow board members to help make strategic decision on how to continue providing health and dental care to low-income citizens of St. Johns County
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-14 |
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