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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-16
  • FL RA
    APPROVED
    Since 2023-04-16

Branch Locations

1850 Us Highway 1 S, Saint Augustine, FL 32084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Metuchen NJ 11/2014 03/2023
Wells Fargo Advisors, Llc Metuchen NJ 10/2015 11/2016
Wells Fargo Clearing Services, Llc Metuchen NJ 11/2016 03/2023
Truist Advisory Services Inc. St. Augustine FL 04/2023 Present
Truist Advisory Services Inc. St. Augustine FL 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
S63 Uniform Securities Agent State Law Examination 1997-04-18
  • S66 Uniform Combined State Law Examination
    2016-10-19
  • S63 Uniform Securities Agent State Law Examination
    1997-04-18

View on SEC IAPD

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