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San Mateo, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zapa Investing Llc | San Mateo | CA | 09/2025 | Present |
| Keller Williams | Burlingame | CA | 01/2022 | Present |
| Maximus Real Estate Parners | San Francisco | CA | 06/2018 | 01/2023 |
| Monogram | San Francisco | CA | 06/2015 | 05/2018 |
| Zala Inc. | Pacifica | CA | 01/2023 | Present |
Keller Williams Peninsula Estates - This is a non-investment-related residential real estate sales business located at 1430 Howard Ave, Burlingame, CA. I serve as a licensed real estate agent. This activity is entirely separate and independent from Zapa Investing LLC. I devote approximately 10 hours per week (about 40 hours per month), with minimal activity during securities trading hours. My responsibilities include assisting clients with the purchase and leasing of residential properties, marketing listings, preparing transactional documentation, and coordinating real estate processes. This activity involves no securities-related functions and does not create a conflict of interest with advisory clients. ZALA Inc. - This is a non-investment-related small-business operation located in Pacifica, CA, where I serve as Head of Sales & Finance. The activity is separate and independent from Zapa Investing LLC and involves no securities-related duties. I devote approximately 10 hours per week (about 40 hours per month), with minimal activity during securities trading hours. My responsibilities include overseeing sales operations, organizing financial processes, and providing general business support. This activity does not involve investment advisory functions and presents no conflict of interest with advisory clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-27 |
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