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Inactive

Carter Scott Mccain

Mariner

Louisville, KY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-16
  • KY RA
    APPROVED
    Since 2025-10-16

Branch Locations

4801 Olympia Park Plaza Ste 3500, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Overland Park KS 09/2025 Present
Mariner Overland Park KS 06/2025 Present
University Of Kentucky Lexington KY 08/2021 05/2025
Lexington Country Club Lexington KY 05/2023 07/2023
Owensboro Country Club Owensboro KY 05/2021 08/2022
Doordash Owensboro KY 05/2020 08/2020
Student Owensboro KY 08/2015 05/2021
Sparkle Brite Car Wash Owensboro KY 05/2018 08/2019
  • 09/2025 → Present
    Mariner
    Overland Park, KS
  • 06/2025 → Present
    Mariner
    Overland Park, KS
  • 08/2021 → 05/2025
    University Of Kentucky
    Lexington, KY
  • 05/2023 → 07/2023
    Lexington Country Club
    Lexington, KY
  • 05/2021 → 08/2022
    Owensboro Country Club
    Owensboro, KY
  • 05/2020 → 08/2020
    Doordash
    Owensboro, KY
  • 08/2015 → 05/2021
    Student
    Owensboro, KY
  • 05/2018 → 08/2019
    Sparkle Brite Car Wash
    Owensboro, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-16
  • S65 Uniform Investment Adviser Law Examination
    2025-10-16

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
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