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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Tucson | AZ | 10/2025 | Present |
| Wfgia | Tucson | AZ | 06/2025 | Present |
| W3 Planning And Research Llc | Surprise | AZ | 01/2015 | Present |
| Interim Public Management | Scottsdale | AZ | 08/2023 | 07/2024 |
| San Juan County, Wa | Friday Harbor | WA | 11/2021 | 05/2023 |
| Yavapai County, Az | Prescott | AZ | 09/2010 | 09/2021 |
| Ovtlyr | Plano | TX | 01/2025 | 06/2026 |
| W3 Planning And Research Llc | Surprise | AZ | 01/2015 | Present |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). W3 Planning and Research, LLC Investment Related? NO 15944 West Cameron Drive | Surprise, AZ 85379 Member Start date 1/2015 40 hours per month, 20 hours per month during securities trading. I create zoning due diligence reports for clients for commercial, industrial and multifamily projects. These reports are used for decision making for the developer/owner as well as lenders. I also assist clients with zoning related permits (use permits, rezonings, building permits and mining related permits), legislative affairs and consulting on new and proposed legislation, topical consulting related to land development with city, county and state officials as well as campaign assistance. W3 PLANNING AND RESEARCH LLC POSITION: Owner NATURE: Land Planning Entitlements / Due diligence INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2015 ADDRESS: 15944 W. Cameron Drive, Surprise, AZ 85379, Surprise AZ 85379, United States DESCRIPTION: W3 Planning and Research provides land planning expertise in the zoning entitlement process.This includes the following. 1. Zoning entitlements (Use permits, rezoning, site plan, land development, public hearings, neighbor outreach, etc) 2. Due diligence reports for companies expanding or lenders to verify compliance with local regulations. 3. political consulting on matters of developement or development adjacent use, including legislative matters and lobbying as necessary. Additionally, I am the author of the Profitable Traders Strategy Journal, which is a trading journal to document stock trades. It is listed on Amazon, and I do receive royalties for those sales. I am also writing a book currently called "Bound by Secrets, the Marion Robinson Cold Case" about a cold case murder in Scottsdale Arizona that I solved. Expected publication date Q4 of 2026. www.boundbysecrets.com
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-18 |
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