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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-05-13 |
Branch Locations
400 S Jefferson Street Suite 333, Spokane, WA 99204 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services Inc. | Fort Worth | TX | 11/2025 | Present |
| Kalispel Tribal Economic Authority-Northern Quest Casino | Airway Heights | WA | 10/2023 | Present |
| Moneytree Inc. | Post Falls | WA | 10/2023 | 10/2024 |
| Qc Financial Inc. | Post Falls | WA | 08/2023 | 11/2023 |
| Engie Insight Services Inc. | Spokane | WA | 01/2021 | 10/2022 |
| Alorica Inc. (Amex Contract) | Nine Mile Falls | WA | 01/2021 | 01/2021 |
| Maverick Gaming, Inc. | Seatac | WA | 11/2019 | 02/2021 |
| Wallgreens Boots Alliance Inc. | Amarillo | TX | 04/2020 | 04/2020 |
| Daniel's Broiler-Leschi | Seattle | WA | 09/2019 | 03/2020 |
| Univeristy Of Washington, Academic Support Programs (C.L.U.E.) | Seattle | WA | 09/2017 | 03/2018 |
| Women's Univeristy Club Of Seattle | Seattle | WA | 03/2017 | 05/2017 |
| Daniel's Broiler-Lake Union | Seattle | WA | 05/2017 | 09/2018 |
| Mercer Island Country Club | Mercer Island | WA | 03/2020 | 04/2020 |
| Unemployed | Deer Park | WA | 11/2022 | 07/2023 |
| Selanne Steak Tavern (Hockey Great Teemu Selanne) | Laguna Beach | CA | 06/2016 | 09/2016 |
| John Howie Steak-The Bravern | Bellevue | WA | 07/2018 | 05/2019 |
| Aqua By El Goucho-Pier 70 | Seattle | WA | 06/2019 | 09/2019 |
| Vista Prime Steaks And Seafood-Snoqualmie Casino | Snoqualmie | WA | 09/2018 | 05/2019 |
| Fins Bistro At Village Theater Playhouse | Issaquah | WA | 04/2017 | 09/2017 |
| Student At Univeristy Of Wa (Seattle Campus) | Seattle | WA | 10/2016 | 03/2017 |
| Pandemic Unemployment Assistance | Deer Park | WA | 05/2020 | 12/2020 |
| Student At University Of Wa (Seattle Campus-Remote) | Amarillo | TX | 04/2020 | 06/2020 |
(1) Name of the other business: Kalispel Tribal Economic Authority Whether the business is investment-related: No Address of the other business: 100 N. Hayford Rd, Airway Heights, WA 99001 Nature of the other business: Employment Your position, title, or relationship with the other business: Table Games Dealer The start date of your relationship: Oct 23, 2023 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: My duties are that of an employee dealing table games and I have no financial or supervisory authority, only hourly employment with job responsibilities of typical dealing employee. (2) Name of the other business: Hodges Strategies LLC Whether the business is investment-related: No Address of the other business: 5919 Hwy 291 Ste 1, Unit 230, Nine Mile Falls, WA 99026 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Nov 09, 2022 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: I own an LLC in WA State as Hodges Strategies LLC. It is not an active business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
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