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James Oliver Smith

Commonwealth Financial Network

Gig Harbor, WA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-03-23
  • WA RA
    APPROVED
    Since 2026-03-23

Branch Locations

3226 Rosedale Street Northwest, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conestoga Wealth Partners Gig Harbor WA 09/2025 Present
California Consulting El Segundo CA 05/2024 09/2024
University Of Southern California Los Angeles CA 06/2022 06/2025
Gallagher Insurance Glendale CA 06/2023 08/2023
Unemployed Oakland CA 01/2016 06/2023
Self Bay Area CA 09/2021 05/2024
Commonwealth Financial Network Waltham MA 03/2026 Present
  • 09/2025 → Present
    Conestoga Wealth Partners
    Gig Harbor, WA
  • 05/2024 → 09/2024
    California Consulting
    El Segundo, CA
  • 06/2022 → 06/2025
    University Of Southern California
    Los Angeles, CA
  • 06/2023 → 08/2023
    Gallagher Insurance
    Glendale, CA
  • 01/2016 → 06/2023
    Unemployed
    Oakland, CA
  • 09/2021 → 05/2024
    Self
    Bay Area, CA
  • 03/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-10
  • S65 Uniform Investment Adviser Law Examination
    2026-02-10

View on SEC IAPD

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Other Offices

LIGHTHOUSE WEALTH STRATEGIES, LLC · GIG HARBOR, WA
EDWARD JONES · GIG HARBOR, WA
SOWELL MANAGEMENT · Gig Harbor, WA
SOWELL MANAGEMENT · Gig Harbor, WA
CONESTOGA WEALTH PARTNERS · GIG HARBOR, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
INTEGRATED WEALTH CONCEPTS LLC · GIG HARBOR, WA
INTEGRATED WEALTH CONCEPTS LLC · GIG HARBOR, WA

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