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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sioux Falls | SD | 09/2025 | Present |
| Rumpca Services Inc | St Paul Park | MN | 10/2019 | 09/2025 |
| Wells Fargo | Shoreview | MN | 02/2019 | 10/2019 |
| Wells Fargo | Shoreview | MN | 04/2018 | 02/2019 |
| Volt - 3M Global Channel Services Contract | St Paul | MN | 09/2017 | 04/2018 |
| Sole Proprietor - Luci's Daycare | Woodbury | MN | 02/2004 | 09/2017 |
1- 12/2025 / Falls Planning Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-19 |
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