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190 Buckley Drive, Rockford, IL 61107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-07 |
Branch Locations
190 Buckley Drive, Rockford, IL 61107 • United States
50 Donald B Dean Drive #1, South Portland, ME 04106 • United States
50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-03-24 |
Branch Locations
50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Brothers, Financial Advisors | South Portland | ME | 09/2025 | 06/2026 |
| Richard Brother Securities | South Portland | ME | 09/2025 | 06/2026 |
| Town Hill Grille | Limerick | ME | 05/2023 | 09/2023 |
| Saco & Biddeford Savings Institution | Saco | ME | 05/2024 | 08/2024 |
| Student | Waterboro | ME | 09/2014 | 06/2021 |
| University Of Maine | Orono | ME | 09/2021 | 05/2025 |
| Jp Carroll Fuel Company | Limerick | ME | 09/2014 | 09/2025 |
| Savant Wealth Management | Rockford | IL | 07/2026 | Present |
Savant Wealth Management acquired the assets of Richard Brothers Financial Advisors, an SEC-registered investment adviser, effective 06/30/2026. Richard Brothers Financial Advisors will continue to operate during a transition period, during which Mr. Carroll will serve as a New Client Engagement Associate. Following the transition, the investment adviser registration of Richard Brothers Financial Advisors will be withdrawn.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-03 |
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