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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-12 |
Branch Locations
7690 Vaughn Rd, Montgomery, AL 36116 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdonalds | Prichard | AL | 08/2015 | 01/2017 |
| Little Caesars Pizza | Montgomery | AL | 01/2017 | 01/2019 |
| Ups | Montgomery | AL | 04/2017 | 11/2021 |
| Kemco | Montgomery | AL | 06/2023 | 06/2024 |
| Wells Fargo Bank, Na | Montgomery | AL | 11/2021 | Present |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-03 |
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