Steven Charles Cairns

Employer firm

Umb Private Wealth Management, LLC CRD 306374

$125M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 02/2017
  International Value Advisers, Llc
  New York, NY
• 04/2014 → 02/2017
  Iva Funds Distributors, Llc
  New York, NY
• 02/2017 → 09/2017
  Unemployed
  Hoboken, NJ
• 09/2017 → 10/2018
  Nationwide Investment Services Corporation
  Louisville, KY
• 07/2020 → 05/2022
  Bmo Harris Financial Advisors
  Madison, WI
• 10/2018 → 05/2022
  Bmo Private Bank
  Madison, WI
• 03/2021 → 08/2024
  Lpl Financial Llc
  Fort Mill, SC
• 05/2022 → 02/2025
  Wisconsin Bank & Trust
  Madison, WI
• 02/2025 → Present
  Umb Bank N.A.
  Kansas City, MO
• 05/2026 → Present
  Umb Private Wealth Management, Llc
  Kansas City, MO

Previous Registrations

• 2021-03-24 → 2024-08-20
  Lpl Financial Llc
  Fort Mill, SC
  Madison, WI
• 2020-09-02 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Madison, WI

Other Businesses

1) CHN Holdings LLC -, investment related, 1103 Faulkner Ct, Mahwah NJ 07430, passive investments, Member, 11/01/2016, 0 hours per month during business hours; 0 hours per month during trading hours, No duties assigned at this time 2) UMB Bank, N.A. 1010 Grand Blvd - 3rd FL, Kansas City, MO 64106, investment related, Senior Vice President/Regional Market Director - PWM, (Start Date), 160 hours per month, 140 hours during trading; supervise wealth advisors throughout various regions

Exams

• S66 Uniform Combined State Law Examination
  2007-02-23