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Joseph Richard Frissora

Cetera Investment Advisers LLC

Avon, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-07
  • CT RA
    APPROVED
    Since 2026-01-07

Branch Locations

20 Tower Ln Ste 210, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
School Binghamton NY 08/2014 08/2019
Easi Syracuse NY 09/2019 08/2021
Raytheon Aurora CO 09/2021 05/2022
Bae Inc Manchester CT 06/2022 08/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 08/2014 → 08/2019
    School
    Binghamton, NY
  • 09/2019 → 08/2021
    Easi
    Syracuse, NY
  • 09/2021 → 05/2022
    Raytheon
    Aurora, CO
  • 06/2022 → 08/2025
    Bae Inc
    Manchester, CT
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: PARAGON FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT SALES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2025; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18
Other Names
  • Joseph Richard Frissora

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