Andres Felipe Pena Ross

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  J.P. Morgan Securities Llc
  Mill Creek, WA
• 06/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Mill Creek, WA
• 05/2026 → 05/2026
  Unemployed
  Lake Stevens, WA
• 09/2025 → 04/2026
  Prudential / Lpl
  Mercer Island, WA
• 01/2024 → 08/2025
  Unemployed
  Lake Stevens, WA
• 06/2022 → 12/2023
  Seattle University
  Lake Stevens, WA
• 05/2020 → 05/2022
  Unemployed
  Seattle, WA
• 10/2018 → 04/2020
  Efg Bank
  Berkeley, CA
• 10/2017 → 09/2018
  Efg Bank
  Santiago
• 01/2016 → 09/2017
  Banchile Inversions
  Santiago

Previous Registrations

• 2025-10-03 → 2026-06-29
  Lpl Enterprise, Llc
  Mercer Island, WA

Exams

• S66 Uniform Combined State Law Examination
  2025-10-02

Other Names

• Andres Pena Ross
• Andres Pena
• Andres Penaross