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Andres Felipe Pena Ross

J.P. Morgan Securities LLC

Mill Creek, WA

Everett, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-25
  • WA RA
    APPROVED
    Since 2026-06-25

Branch Locations

912 164Th Street Se, Mill Creek, WA 98012 • United States

1517 132Nd St Se, Everett, WA 98208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mill Creek WA 06/2026 Present
Jpmorgan Chase Bank, N.A. Mill Creek WA 06/2026 Present
Unemployed Lake Stevens WA 05/2026 05/2026
Prudential / Lpl Mercer Island WA 09/2025 04/2026
Unemployed Lake Stevens WA 01/2024 08/2025
Seattle University Lake Stevens WA 06/2022 12/2023
Unemployed Seattle WA 05/2020 05/2022
Efg Bank Berkeley CA 10/2018 04/2020
Efg Bank Santiago 10/2017 09/2018
Banchile Inversions Santiago 01/2016 09/2017
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Mill Creek, WA
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Mill Creek, WA
  • 05/2026 → 05/2026
    Unemployed
    Lake Stevens, WA
  • 09/2025 → 04/2026
    Prudential / Lpl
    Mercer Island, WA
  • 01/2024 → 08/2025
    Unemployed
    Lake Stevens, WA
  • 06/2022 → 12/2023
    Seattle University
    Lake Stevens, WA
  • 05/2020 → 05/2022
    Unemployed
    Seattle, WA
  • 10/2018 → 04/2020
    Efg Bank
    Berkeley, CA
  • 10/2017 → 09/2018
    Efg Bank
    Santiago
  • 01/2016 → 09/2017
    Banchile Inversions
    Santiago
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Andres Pena Ross
  • Andres Pena
  • Andres Penaross

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · MILL CREEK, WA
ALONGSIDE, LLC · Mill Creek, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MILL CREEK, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Mill Creek, WA
COMMONWEALTH FINANCIAL NETWORK · Mill Creek, WA
EDWARD JONES · Mill Creek, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mill Creek, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Mill Creek, WA

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