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Colton Dunn

49 Financial

Austin, TX

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
  • TX RA
    APPROVED
    Since 2025-10-10

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Minor San Antonio TX 06/2002 06/2021
Auburn University Auburn AL 08/2021 05/2025
Ariv Wealth Austin TX 05/2024 08/2024
Auburn University Auburn AL 11/2021 06/2022
49 Financial Austin TX 06/2025 Present
  • 06/2002 → 06/2021
    Unemployed Minor
    San Antonio, TX
  • 08/2021 → 05/2025
    Auburn University
    Auburn, AL
  • 05/2024 → 08/2024
    Ariv Wealth
    Austin, TX
  • 11/2021 → 06/2022
    Auburn University
    Auburn, AL
  • 06/2025 → Present
    Austin, TX
Other Businesses

Fixed insurance agent / Investment related / 40 hours per month / Same address as above.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-10
  • S65 Uniform Investment Adviser Law Examination
    2025-10-10

View on SEC IAPD

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