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Daniel Douglas Purcell

Charles Schwab & Co., Inc.

Seattle, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-26
  • WA RA
    APPROVED
    Since 2022-01-26

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Seattle WA 07/2010 12/2022
Charles Schwab And Co., Inc. Seattle WA 12/2022 Present
Charles Schwab Bank Seattle WA 07/2022 Present
  • 07/2010 → 12/2022
    Tdameritrade
    Seattle, WA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Seattle, WA
  • 07/2022 → Present
    Charles Schwab Bank
    Seattle, WA
Previous Registrations
  • 2010-09-15 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 2010-09-15 → 2022-10-14
    Td Ameritrade, Inc.
    Seattle, WA
    Seattle, WA
  • 2009-03-11 → 2009-07-15
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2007-06-08 → 2008-10-14
    Ubs Financial Services Inc.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-03-08
Other Names
  • Daniel D Purcell

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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