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Jeffrey Du

Transamerica Financial Advisors, LLC

Cupertino, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-07
CA RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2026-08-07
  • CA RA
    APPROVED
    Since 2025-09-26

Branch Locations

20380 Town Center Lane Suite 210, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Cupertino CA 09/2025 Present
Wfgia Cupertino CA 08/2025 Present
School Irvine CA 08/2016 06/2020
Self-Employed Cupertino CA 06/2020 08/2025
  • 09/2025 → Present
    Transamerica Financial Advisors
    Cupertino, CA
  • 08/2025 → Present
    Wfgia
    Cupertino, CA
  • 08/2016 → 06/2020
    School
    Irvine, CA
  • 06/2020 → 08/2025
    Self-Employed
    Cupertino, CA
Other Businesses

As an employee of Transamerica Financial Advisors, employees may perform home office functions for other business units.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Jeffrey Du
  • Jeffrey Du

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
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