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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
| CA | RA | APPROVED | 2025-09-26 |
Branch Locations
20380 Town Center Lane Suite 210, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Cupertino | CA | 09/2025 | Present |
| Wfgia | Cupertino | CA | 08/2025 | Present |
| School | Irvine | CA | 08/2016 | 06/2020 |
| Self-Employed | Cupertino | CA | 06/2020 | 08/2025 |
As an employee of Transamerica Financial Advisors, employees may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
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