Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-27
CA RA APPROVED 2007-03-30
  • TX RA
    APPROVED_RES
    Since 2017-01-27
  • CA RA
    APPROVED
    Since 2007-03-30

Branch Locations

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Mateo CA 03/2007 Present
Bank Of America, N.A. Mateo CA 09/2009 Present
Previous Registrations
  • 2005-09-21 → 2007-04-03
    Morgan Stanley Dw Inc.
    Palo Alto, CA
    Purchase, NY
    Palo Alto, CA
Other Businesses

I*54507 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WOMEN WHO CARE - MUSKEGON COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MUSKEGON, MICHIGAN 49441 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBERSHIP COMMITTEE - RECRUITING MEMBERS AND FACILITATING THE QUARTERLY MEETINGS. I*45176 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KAINOS INVESTMENT RELATED: N ADDRESS OF BUSINESS: REDWOOD CITY, CALIFORNIA 94062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/15/2011 NUMBER OF HOURS DEVOTED: 75 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PARTICIPATION IN ANNUAL FUNDRAISING EVENTS I*58089 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN MATEO, CALIFORNIA 94401 NATURE OF BUSINESS: OTHER, RENT ROOM OCCASIONALLY THROUGH AIR BNB POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 41183 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OCCASIONAL ROOM RENTAL THROUGH AIRBNB, VRBO, HOMEAWAY, FLIPKEY I*56441 For profit or not for profit: Non-Profit Organization Name of outside business organization: the sequoia awards Investment related: Y Address of business: Redwood City, California 94064 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2008 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: fundraising scholarships I*112615 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TARA FOWLER INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN CARLOS, CALIFORNIA 94070 NATURE OF BUSINESS: OTHER,CORP STATUS NOT ESTABLISHED YET POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITING A BOOK ABOUT MY PERSONAL EXPERIENCE AS AN AIRBNB HOST (HOSTING ACTIVITY ALREADY DISCLOSED PREVIOUSLY ON AIM AND APPROVED) I*495720 For profit or not for profit: Name of outside business organization: Tara Fowler Investment related: N Address of business: San Carlos, California Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/15/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Renting home I*: 1675269 Entity Type: Rental Property 1 Name of OBA: Rental Property 1 Address: Tyler TX 75701 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 3/1/2024 Number of Hours: 12 yearly Number of Hours during trading: 0 Duties: Renting home I*2236267, Entity Type: , Name of OBA: T W F Trust, Address: San Carlos, California, 94070, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 11-Mar-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16
Other Names
  • Tara Colleen Slowey
  • Tara Fowler

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Mateo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor