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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-27 |
| CA | RA | APPROVED | 2007-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 03/2007 | Present |
| Bank Of America, N.A. | Mateo | CA | 09/2009 | Present |
I*54507 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WOMEN WHO CARE - MUSKEGON COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MUSKEGON, MICHIGAN 49441 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBERSHIP COMMITTEE - RECRUITING MEMBERS AND FACILITATING THE QUARTERLY MEETINGS. I*45176 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KAINOS INVESTMENT RELATED: N ADDRESS OF BUSINESS: REDWOOD CITY, CALIFORNIA 94062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/15/2011 NUMBER OF HOURS DEVOTED: 75 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PARTICIPATION IN ANNUAL FUNDRAISING EVENTS I*58089 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN MATEO, CALIFORNIA 94401 NATURE OF BUSINESS: OTHER, RENT ROOM OCCASIONALLY THROUGH AIR BNB POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 41183 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OCCASIONAL ROOM RENTAL THROUGH AIRBNB, VRBO, HOMEAWAY, FLIPKEY I*56441 For profit or not for profit: Non-Profit Organization Name of outside business organization: the sequoia awards Investment related: Y Address of business: Redwood City, California 94064 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2008 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: fundraising scholarships I*112615 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TARA FOWLER INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN CARLOS, CALIFORNIA 94070 NATURE OF BUSINESS: OTHER,CORP STATUS NOT ESTABLISHED YET POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITING A BOOK ABOUT MY PERSONAL EXPERIENCE AS AN AIRBNB HOST (HOSTING ACTIVITY ALREADY DISCLOSED PREVIOUSLY ON AIM AND APPROVED) I*495720 For profit or not for profit: Name of outside business organization: Tara Fowler Investment related: N Address of business: San Carlos, California Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/15/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Renting home I*: 1675269 Entity Type: Rental Property 1 Name of OBA: Rental Property 1 Address: Tyler TX 75701 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 3/1/2024 Number of Hours: 12 yearly Number of Hours during trading: 0 Duties: Renting home I*2236267, Entity Type: , Name of OBA: T W F Trust, Address: San Carlos, California, 94070, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 11-Mar-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-16 |
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