Inactive

Michael N Hartfield

Claim This Profile

Current Employers

Francis Llc

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2025-09-05
WI	RA	APPROVED	2025-09-05

OK RA
APPROVED

Since 2025-09-05
WI RA
APPROVED

Since 2025-09-05

Branch Locations

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Yukon, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Francis Llc	Brookfield	WI	07/2025	Present
Self Employed	Yukon	OK	07/2023	07/2025
Loves Travel Stops & Country Stores Inc.	Oklahoma City	OK	01/2014	07/2023

07/2025 → Present

Francis Llc

Brookfield, WI
07/2023 → 07/2025

Self Employed

Yukon, OK
01/2014 → 07/2023

Loves Travel Stops & Country Stores Inc.

Oklahoma City, OK

Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC

ENTASIS ASSET MANAGEMENT LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS

MATTHEW ROSS KRENKE

Eric Gustav Strom

Thomas James Berkholtz

Heather Christine Shutta

Jeffrey Lynn Stanich

Clayton Joel Beilfuss

Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI

MARINER · BROOKFIELD, WI

M HOLDINGS SECURITIES, INC. · Brookfield, WI

STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI

AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI

ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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