James Lucas Gundling

Current Employers

Corecap Advisors

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-09-25

OH RA
APPROVED

Since 2025-09-25

Branch Locations

36 W Main Street, Centerburg, OH 43011 • United States

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital City Millwork	Westerville	OH	06/2019	12/2019
Student	Lewis Center	OH	01/2014	06/2019
Cleveland Cavaliers	Cleveland	OH	01/2020	03/2024
Cooper, Adel, Vu Financial	Centerburg	OH	03/2024	Present
Corecap Advisors, Llc	Southfield	MI	09/2025	Present

06/2019 → 12/2019

Capital City Millwork

Westerville, OH
01/2014 → 06/2019

Student

Lewis Center, OH
01/2020 → 03/2024

Cleveland Cavaliers

Cleveland, OH
03/2024 → Present

Cooper, Adel, Vu Financial

Centerburg, OH
09/2025 → Present

Corecap Advisors, Llc

Southfield, MI

Other Businesses

Cooper, Adel, Vu Financial; Financial Services Representative; Brief files, prepare account applications, schedule client appointments; approx. 173 hours per month; approx. 154 hours per month during trading hours; similar clientele

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-11

S65 Uniform Investment Adviser Law Examination

2025-07-11

View on SEC IAPD

Current Employers

Corecap Advisors

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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