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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-27 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Austin | MN | 09/2024 | Present |
| Wells Fargo Clearing Services, Llc | Austin | MN | 09/2025 | Present |
| U.S Bank N.A | Austin | MN | 12/2022 | 08/2024 |
| Riverland Community College | Austin | MN | 08/2019 | 12/2023 |
| Overseas Union Ltd | Accra | 06/2015 | 06/2019 |
ALICE FASHION AND ACCESSORIES LLC; INV RELATED; AUSTIN, MN; SELLING CLOTHING AND FASHION ACCESSORIES ONLINE;100% OWNERSHIP; START DATE: 06/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | MAJESTIC MARCHE AFRICAIN; INV RELATED; AUSTIN, MN; GROCERY STORE;1% OWNERSHIP; START DATE: 12/31/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-03 |
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