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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-12 |
Branch Locations
6101 W Courtyard Dr Ste 3-115, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Fairfax | VA | 08/2025 | Present |
| Mml Investors Services, Llc | Fairfax | VA | 08/2025 | Present |
| Jae Jin Yang Cpa, Pc | Austin | TX | 10/2013 | Present |
1) Name: Jae Jin Yang, CPA, PC, Inv Rel: Y Addr:6101 W Courtyard Dr Ste 3-100, Austin TX 78730, Nature: Accounting Firm, Position: President (Principal) Start: 10/29/2013, No Hr/Mo: 15 No Hr/Mo Dur Trading: 3 Duties: As principal, provides strategic direction and high level oversight for the firm. Responsible for setting firm goals, managing senior staff, and ensuring regulatory compliance. Guides long-term planning and supports key business decisions. While not involved in daily operations, plays a critical leadership role in firm's overall performance & growth. 2) NAME: J Plus Asset Management, LLC INV REL: Y ADD: 6101 W Courtyard Dr, Ste. 3-115, Austin TX 78730 NATURE: Financial advisory Services POSITION: Managing member START DATE: 12/01/2025 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Financial planning and wealth management services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-03 |
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