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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-12 |
| NM | RA | APPROVED | 2010-12-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Albuquerque | NM | 09/2010 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 05/2011 | Present |
I*3103267, Entity Type: , Name of OBA: Albuquerque TIPs Club, Address: Albuquerque, New Mexico, 87109, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: Going to be elected as the secretary and have to take notes at each meeting, Business owners providing tips to one another
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-02 |
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