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William Thomas Bennett

Lanark Financial, Inc.

Dubuque, IA

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-01-28
  • IA RA
    APPROVED
    Since 2026-01-28

Branch Locations

1660 Embassy West Drive Suite 200, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Sartell Sartell MN 05/2023 12/2023
St. Cloud State University St. Cloud MN 08/2022 05/2025
Nbc Securities Dubuque IA 05/2024 07/2024
Unemployed Norwalk IA 06/2014 07/2022
Nbc Securities Dubuque IA 07/2025 Present
  • 05/2023 → 12/2023
    City Of Sartell
    Sartell, MN
  • 08/2022 → 05/2025
    St. Cloud State University
    St. Cloud, MN
  • 05/2024 → 07/2024
    Nbc Securities
    Dubuque, IA
  • 06/2014 → 07/2022
    Unemployed
    Norwalk, IA
  • 07/2025 → Present
    Nbc Securities
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-27
  • S66 Uniform Combined State Law Examination
    2026-01-27
Other Names
  • William Thomas Bennet

View on SEC IAPD

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AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ROSEMEYER MANAGEMENT GROUP
RICHMOND INVESTMENT SERVICES LLC
LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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