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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-13 |
| PA | RA | APPROVED | 2015-09-04 |
Branch Locations
224 Valley Creek Blvd, Ste 330, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Exton | PA | 07/2015 | Present |
1. 08/3/15-FIRST FINANCIAL NETWORKS/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/224 VALLEY CHEEK BLVD STE 330 EXTON PA 19341 2. 07/11/2016 * DBA for LPL Business (entity for LPL business) * First Financial Networks INV REL * 224 Valley Cheek Blvd Ste 330 Exton PA 19341 * 160 HRS/MO; 0 HRS DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
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