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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-09 |
| TN | RA | APPROVED | 2013-07-10 |
Branch Locations
329 E Broadway Ave, Maryville, TN 37804 • United States
5000 Kingston Pike, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Maryville | TN | 12/2012 | Present |
(1) 7/12/2018 - Renasant Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/15/2017 - 160 Hours Per Month/160 Hours During Securities Trading. (2) 09/09/2024 - Seymour High School - Not Investment Related - 732 Boyds Creek Rd, Seymour, TN 37865 - Outside/W-2 Employment - Basketball Coach - Start Date 11/01/2024 - 40 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-26 |
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