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Marc Anthony Moreno

Ameriprise Financial Services, LLC

Tolland, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
CT RA APPROVED 2026-03-19
  • TX RA
    APPROVED
    Since 2026-07-08
  • CT RA
    APPROVED
    Since 2026-03-19

Branch Locations

165A Tolland Stage Rd, Tolland, CT 06084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New Haven CT 09/2025 12/2025
Teksystems Rocky Hill CT 06/2015 09/2019
Wayfair Boston MA 10/2019 02/2020
Wayfair Boston MA 11/2020 12/2023
Inmar Winston-Salem NC 03/2024 04/2025
Unemployed Glastonbury CT 02/2020 10/2020
Unemployed Glastonbury CT 04/2025 09/2025
Unemployed Glastonbury CT 09/2019 10/2019
Ameriprise Financial Services, Llc Tolland CT 03/2026 Present
  • 09/2025 → 12/2025
    Ameriprise Financial Services Llc
    New Haven, CT
  • 06/2015 → 09/2019
    Teksystems
    Rocky Hill, CT
  • 10/2019 → 02/2020
    Wayfair
    Boston, MA
  • 11/2020 → 12/2023
    Wayfair
    Boston, MA
  • 03/2024 → 04/2025
    Inmar
    Winston-Salem, NC
  • 02/2020 → 10/2020
    Unemployed
    Glastonbury, CT
  • 04/2025 → 09/2025
    Unemployed
    Glastonbury, CT
  • 09/2019 → 10/2019
    Unemployed
    Glastonbury, CT
  • 03/2026 → Present
    Ameriprise Financial Services, Llc
    Tolland, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2026-01-29
Other Names
  • Marc Anthony Moreno
  • Marc A Moreno

View on SEC IAPD

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SAMANTHA HOPE GRUPE
MARY KATHERINE SLOAN
MICHELE SPRUELL
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Kansas Anise Sienna
Timothy Joseph Brunson

Other Offices

LPL ENTERPRISE, LLC · TOLLAND, CT
KEY INVESTMENT SERVICES LLC · Storrs, CT
OSAIC INSTITUTIONS, INC. · STAFFORD SPRINGS, CT
CETERA INVESTMENT ADVISERS LLC · Tolland, CT
CETERA INVESTMENT ADVISERS LLC · COVENTRY, CT
THRIVENT INVESTMENT MANAGEMENT INC. · Vernon, CT
FINANCIAL ANSWERS, LLC · ELLINGTON, CT
RMP INVESTMENTS, LLC · VERNON, CT

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