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Marc Anthony Moreno

Ameriprise Financial Services, LLC

Tolland, CT

CRD 8152419

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
CT RA APPROVED 2026-03-19
  • TX RA
    APPROVED
    Since 2026-07-08
  • CT RA
    APPROVED
    Since 2026-03-19

Branch Locations

165A Tolland Stage Rd, Tolland, CT 06084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New Haven CT 09/2025 12/2025
Teksystems Rocky Hill CT 06/2015 09/2019
Wayfair Boston MA 10/2019 02/2020
Wayfair Boston MA 11/2020 12/2023
Inmar Winston-Salem NC 03/2024 04/2025
Unemployed Glastonbury CT 02/2020 10/2020
Unemployed Glastonbury CT 04/2025 09/2025
Unemployed Glastonbury CT 09/2019 10/2019
Ameriprise Financial Services, Llc Tolland CT 03/2026 Present
  • 09/2025 → 12/2025
    Ameriprise Financial Services Llc
    New Haven, CT
  • 06/2015 → 09/2019
    Teksystems
    Rocky Hill, CT
  • 10/2019 → 02/2020
    Wayfair
    Boston, MA
  • 11/2020 → 12/2023
    Wayfair
    Boston, MA
  • 03/2024 → 04/2025
    Inmar
    Winston-Salem, NC
  • 02/2020 → 10/2020
    Unemployed
    Glastonbury, CT
  • 04/2025 → 09/2025
    Unemployed
    Glastonbury, CT
  • 09/2019 → 10/2019
    Unemployed
    Glastonbury, CT
  • 03/2026 → Present
    Ameriprise Financial Services, Llc
    Tolland, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2026-01-29
Other Names
  • Marc Anthony Moreno
  • Marc A Moreno

View on SEC IAPD

Nearby Firms

LPL ENTERPRISE, LLC
KEY INVESTMENT SERVICES LLC
OSAIC INSTITUTIONS, INC.

Nearby Investors

MICHAEL HAROLD GISLESON
THOMAS PATRICK KELLY
SAMANTHA HOPE GRUPE

Nearby Offices

LPL ENTERPRISE, LLC · TOLLAND, CT
KEY INVESTMENT SERVICES LLC · Storrs, CT
OSAIC INSTITUTIONS, INC. · STAFFORD SPRINGS, CT

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