Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-06-03
  • MO RA
    APPROVED
    Since 2020-06-03

Branch Locations

101 S. Hanley Road Suite 700, Saint Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Louis MO 12/2007 06/2020
Raymond James Financial Services, Inc. Clayton MO 06/2020 Present
Raymond James Financial Services Advisors, Inc. Clayton MO 06/2020 Present
Mike Brown Financial Group Clayton MO 06/2020 01/2023
Brown Family Wealth Advisors Clayton MO 10/2021 01/2023
Previous Registrations
Other Businesses

(1)Name of Business: Brown Family Wealth Advisors Address: 101 S Hanley Road Suite 700, Clayton, MO, 63105-3772, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors co-owner, financial advisor (2)Name of Business: Old North State Investments, LLC Address: 101 S Hanley Road Suite 700, Saint Louis, MO, 63105-3772, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors Co-owner, Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2008-02-22
Other Names
  • Adam Christopher Brown
  • Adam C. Brown

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Saint Louis, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor