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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-06-03 |
Branch Locations
101 S. Hanley Road Suite 700, Saint Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Louis | MO | 12/2007 | 06/2020 |
| Raymond James Financial Services, Inc. | Clayton | MO | 06/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Clayton | MO | 06/2020 | Present |
| Mike Brown Financial Group | Clayton | MO | 06/2020 | 01/2023 |
| Brown Family Wealth Advisors | Clayton | MO | 10/2021 | 01/2023 |
(1)Name of Business: Brown Family Wealth Advisors Address: 101 S Hanley Road Suite 700, Clayton, MO, 63105-3772, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors co-owner, financial advisor (2)Name of Business: Old North State Investments, LLC Address: 101 S Hanley Road Suite 700, Saint Louis, MO, 63105-3772, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors Co-owner, Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
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