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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-19
  • TN RA
    APPROVED
    Since 2025-11-19

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Savannah TN 06/2025 08/2025
Full-Time Education Oxford MS 01/2021 05/2025
Full-Time Education / Unemployed Savannah TN 08/2014 12/2020
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Investment Advisors, Llc Schaumburg IL 11/2025 Present
  • 06/2025 → 08/2025
    Unemployed
    Savannah, TN
  • 01/2021 → 05/2025
    Full-Time Education
    Oxford, MS
  • 08/2014 → 12/2020
    Full-Time Education / Unemployed
    Savannah, TN
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2025 → Present
    Cetera Investment Advisors, Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13
Other Names
  • William Wolfe

View on SEC IAPD

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