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Liam James Rooney

Beacon Pointe Advisors, LLC

Newport Beach, CA

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-14
  • CA RA
    APPROVED
    Since 2026-01-14

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

610 Newport Center Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors Newport Beach CA 05/2025 Present
Digital Mass Santa Monica CA 04/2024 02/2025
Osu Solutions Santa Monica CA 05/2023 04/2024
Digital Mass Santa Monica CA 04/2020 04/2023
Frank Recruitment Group New York NY 07/2017 04/2020
Denison University Granville OH 09/2013 05/2017
  • 05/2025 → Present
    Beacon Pointe Advisors
    Newport Beach, CA
  • 04/2024 → 02/2025
    Digital Mass
    Santa Monica, CA
  • 05/2023 → 04/2024
    Osu Solutions
    Santa Monica, CA
  • 04/2020 → 04/2023
    Digital Mass
    Santa Monica, CA
  • 07/2017 → 04/2020
    Frank Recruitment Group
    New York, NY
  • 09/2013 → 05/2017
    Denison University
    Granville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-13
  • S65 Uniform Investment Adviser Law Examination
    2026-01-13

View on SEC IAPD

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